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Read the draft the way a regulator will.

The Pre-Send Field Guide is a practitioner reference for compliance, MLRO, legal, and risk teams in financial services. It covers the six patterns where email wording creates regulatory exposure, five enforcement cases from 2024 to 2026 with sources, and a toolkit your team can adopt directly: a ten-question pre-send checklist, a red-flag phrase reference, and a front-office wording standard. No product pitch inside.

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6
Risk patterns, each with the rule, the tell, and the fix
5
Enforcement cases, all 2024-2026, all sourced
10
Pre-send checklist questions to run before Send
12
Red-flag phrases with the principle that applies
What's inside

Five parts, written to be used

Each pattern follows the same shape: what it is, the rule behind it in plain language, the tell that lets you spot it in a draft, why a well-meaning person writes it anyway, and the principle for fixing it.

Parts 1-2
The six patterns
Competition and antitrust, market abuse and inside information, financial promotions, AML and tipping-off, client confidentiality and data, and binding commitments in email.
Part 3
What enforcement actually looks like
Five cases from 2024 to 2026: the off-channel sweep, a £42m financial-crime fine, an insider-dealing case, a CC-field data breach, and a systemic screening failure. Sources included.
Parts 4-5
The toolkit
A ten-question pre-send checklist, a red-flag phrase reference, a front-office wording standard you can drop into a policy, and a short guide to embedding the habit.

A note on the writing. The guide teaches the judgement; it does not pitch. Regulatory references are simplified and jurisdiction-dependent, case summaries are drawn from cited public records, and none of it is legal advice. There is one page about VerbaPulse at the end, clearly marked.

Who it's for

Written for the people who own the risk

Compliance officers, MLROs, legal counsel, and risk managers in financial services, and the front-office managers they equip. Use it as a desk reference, a training aid built on your teams' real drafting habits, or the basis of a communications wording standard.

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